Transaction Monitoring (Advanced)
€120.00
Transaction monitoring is one of the most operationally demanding components of any AML/CFT framework. Financial institutions face growing pressure from supervisory authorities to demonstrate not only that monitoring systems are in place, but that rules are effective, alerts are properly investigated, and suspicious activity is identified and reported in a timely and well-documented manner.
This programme addresses the full transaction monitoring lifecycle, equipping participants to:
Understand the legal and regulatory basis for transaction monitoring obligations
Design and calibrate TM rules based on risk typologies, customer profiles, and product/channel characteristics
Conduct structured alert reviews, apply consistent investigation methodology, and maintain adequate records
Identify escalation triggers and apply the correct reporting obligations, including SAR/STR filing under tipping-off constraints
Assess and document TM system performance, including rule effectiveness testing and governance requirements.
Self-paced format, 6 modules, Intermediate - Advanced level.