Transaction Monitoring (Essentials)

• What transaction monitoring is and why it is a legal requirement

• How the monitoring process works from start to finish

• The main types of suspicious activity that TM systems detect

• What regulators expect when it comes to investigating alerts

• How to recognise common red flags in transaction data

• The basics of how technology supports transaction monitoring

This course is for compliance staff, operational teams, and anyone who wants a clear and practical understanding of what transaction monitoring is, why it matters, and how it works in practice. No prior specialist knowledge is required.